The Strategy Shares team is comprised of investment professionals, product developers and Thought Leaders distinguished by their breadth and depth of industry knowledge and experience. Our hands-on senior managers and specialists focus on providing investment opportunities that seek portfolio solutions not found in most traditional portfolios.
Mr. Miller is Co-Founder, Chief Investment Officer and Senior Portfolio Manager of Catalyst Capital Advisors, LLC. He is a member of the Advisor’s Executive Committee, Investment Committee and Risk Management Committee. Mr. Miller is responsible for the day-to-day management of the Catalyst Insider Buying Fund, Catalyst Small Cap Insider Buying Fund, Catalyst Macro Strategy Fund, Catalyst Insider Income Fund, and the Strategy Shares Nasdaq 7HANDL™ Index ETF. Prior to Co-Founding the Advisor, Mr. Miller was the Chief Executive Officer of Investment Catalyst, an investment newsletter that he founded in 2005, which worked to identify undervalued stocks with a near-term catalyst for appreciation. Mr. Miller was also a trader with UBS, and worked on the equity derivatives desk. Mr.
Miller received a B.S. in Economics from the University of Pennsylvania, Wharton School and a MBA in Finance from the University of Michigan, Ross School of Business.
ABOUT NASDAQ DORSEY WRIGHT
Nasdaq Dorsey Wright is a registered investment advisory firm based in Richmond, Virginia. Over the last thirty years, our research platform, SMA/UMA strategies, indexes, and team of analysts have created more informed, conversations for advisors, investment managers and their clients. Now a part of Nasdaq, we continue to help market participants build and protect their clients’ wealth. As a single company, we are one of the largest providers of Smart Beta indexes with $56.8 billion (as of June 30th, 2018) in assets under management tracking Nasdaq Smart Beta indexes.
Our longevity is built on trust, respect and unbiased, objective strategy. Our belief is successful investing requires a clear and consistent strategy. We empower clients with information and tools that enable them to manage a clear strategy based on objective, unemotional data. Our clients dare to stand out from the rest – and can benefit from the differentiation that comes from having a clear and effective strategy based on time-tested principles.
DISCLOSURES AND IMPORTANT INFORMATION
Investors should carefully consider the investment objectives, risks, charges and expenses of the Nasdaq 7HANDL ETF. This and other important information about the Fund is contained in the full or summary prospectus, which can be obtained by calling (855) HSS-ETFS (855-477-3837) or at www.StrategySharesETFs.com.
The Strategy Shares are distributed by Foreside Fund Services, LLC, which is not affiliated with Rational Advisors, Inc., or any of its affiliates.
Investment in a fund of funds is subject to the risks and expenses of the underlying funds. Diversification and asset allocation may not protect against market risk or loss of principal. Certain sectors and markets perform exceptionally well based on current market conditions and the Nasdaq 7HANDL ETF can benefit from that performance. Achieving such exceptional returns involves the risk of volatility and investors should not expect that such results will be repeated. The use of leverage can amplify the effects of market volatility on the fund’s share price and make the fund’s returns more volatile. The use of leverage may cause the fund to liquidate portfolio positions when it would not be advantageous to do so in order to satisfy its obligations. The use of leverage may also cause the fund to have higher expenses than those of funds that do not use such techniques.
Shareholders should not assume that the source of a distribution from the Fund is net profit. Shareholders should note that return of capital will reduce the tax basis of their shares and potentially increase the taxable gain, if any, upon disposition of their shares.
The Fund’s Index seeks to offer the potential for targeted monthly distributions while maintaining a stable net asset value over time (all or a portion of which includes a return of capital if the Fund’s net return is less than the targeted distribution rate). Distributions are not guaranteed, and their rates can be changed at any time.
Nasdaq® is a registered trademark of Nasdaq, Inc. HANDLS™ and HANDL™ are trademarks of Bryant Avenue Ventures LLC and have been licensed for use by Rational Advisors, Inc.
ADVICE FROM A SECURITIES PROFESSIONAL IS STRONGLY ADVISED.